Scot Kees is the chief administrative & legal officer for Hightower, leading our firm's legal department and providing strategic oversight and guidance to our human resources, operations, information security, risk, compliance and supervision teams. Scot is a former partner at an AM Law 100 law firm and brings deep experience in mergers and acquisitions, corporate, securities, regulatory and privacy law. He has also served as general counsel and chief compliance officer for three financial services firms and brings years of in-depth experience supporting professional advisors.
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Hightower Advisors, LLC is a SEC registered investment adviser. Registration as an investment adviser does not imply a certain level of skill or training. Some investment professionals may also be registered with Hightower Securities, LLC and offer securities through Hightower Securities, LLC, member FINRA/SIPC. You can check the background of our firm and investment professionals on brokercheck.finra.org. Unless otherwise indicated relative to a specific award or ranking, Hightower Advisors, LLC does not pay a fee to be considered for any ranking or recognition, but may have paid to publicize rankings obtained and disseminated prior to 11.4.2022. All awards / rankings / ratings obtained and distributed on or after 11.4.2022 will be accompanied by specific disclosure as applicable.
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